Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (2 Sep 2016 to 8 Dec 2019)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • CF30 Customer (5 Jul 2010 to 24 Aug 2016)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (15 Sep 2009 to 21 Jun 2010)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF30 Customer (5 Nov 2008 to 12 Jun 2009)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (30 Jun 2008 to 6 Oct 2008)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 2 May 2008)
    • CF21 Investment Adviser (22 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.