Iain Macdonald Johnston

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Street Research LLP

    FRN 225092

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Feb 2007 to 23 Apr 2007)
    • CF11 Money Laundering Reporting (7 Feb 2007 to 23 Apr 2007)
    • CF21 Investment Adviser (21 Aug 2003 to 31 Oct 2007)
    • CF3 Chief Executive (21 Aug 2003 to 8 Dec 2019)
    • CF4 Partner (21 Aug 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (21 Aug 2003 to 31 Oct 2007)
  • Stockcube Research Limited (no longer approved here)

    FRN 142235

    • CF1 Director (AR) (23 Dec 2002 to 18 Aug 2003)
    • CF21 Investment Adviser (23 Dec 2002 to 18 Aug 2003)
  • New Street Research LLP (no longer approved here)

    FRN 221543

    • Employed By (23 Dec 2002 to 18 Aug 2003)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.