NatWest Trustee and Depositary Services Limited

• Principal Place of Business

  NatWest Trustee and Depositary Services Limited

  250 Bishopsgate

  London

  EC2M 4AA

  UNITED KINGDOM

  Phone

  +442077144163

  Web

  https://www.rbsinternational.com/global/natwesttds.html

• Complaints Contact

  House A

  Floor 0

  Gogarburn

  175 Glasgow Road

  Edinburgh

  EH12 1HQ

  UNITED KINGDOM

  Phone

  +4407970954095

  Web

  https://www.rbsinternational.com/global/natwesttds.html

• Retail Fund Guardian

• Specialist Fund Guardian

• Private Fund Guardian

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Holds Your Assets

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James M Esposito

  IRN JXE86444

  • [FCA CF] Manager of certification employee (1 Jan 2023 to 18 Oct 2023)
• James McCubbin Rowney

  IRN JMR01299

  • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2022 to 31 Mar 2024)
  • Director of firm who is not a certification employee or a SMF manager (1 Jan 2020 to 28 Mar 2024)
  • CF2 Non Executive Director (12 Sep 2018 to 8 Dec 2019)
• James Patrick Holian

  IRN JPH01253

  • SMF24 Chief Operations (since 11 Nov 2025)
  • [PRA CF] Significant risk taker or Material risk taker (24 Aug 2022 to 1 Jun 2023)
  • [FCA CF] Manager of certification employee (24 Aug 2022 to 1 Jun 2023)
• Jane Howard

  IRN JXH02215

  • [FCA CF] Manager of certification employee (since 22 Aug 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 9 Jul 2025)
• Jeffrey Conrad Scott

  IRN JCS01214

  • SMF9 Chair of the Governing Body (since 9 Dec 2019)
  • SMF10 Chair of the Risk Committee (since 9 Dec 2019)
  • SMF13 Chair of the Nominations Committee (since 9 Dec 2019)
  • CF2 Non Executive Director (16 Aug 2018 to 8 Dec 2019)
• Jennifer Tippin

  IRN JXT02069

  • SMF24 Chief Operations (21 Jul 2022 to 1 Oct 2025)
  • SMF7 Group Entity Senior Manager (6 Aug 2020 to 21 Jul 2022)
• Joanna Catherine Kingsley-Rowe

  IRN JXK00424

  • [FCA CF] Significant management (since 24 Nov 2022)
  • [PRA CF] Significant risk taker or Material risk taker (since 19 Jul 2022)
  • [FCA CF] Manager of certification employee (3 Aug 2022 to 18 Mar 2024)
• John-Paul Thwaite

  IRN JPT01082

  • SMF7 Group Entity Senior Manager (since 17 Oct 2023)
• Jon Crouch

  IRN JXC00715

  • [FCA CF] Significant management (24 Nov 2022 to 31 Dec 2023)
• Jonathan Brennan

  IRN JXB03701

  • SMF4 Chief Risk (since 22 Nov 2023)
  • SMF16 Compliance Oversight (since 22 Nov 2023)
  • [PRA CF] Significant risk taker or Material risk taker (24 Oct 2023 to 12 Jan 2026)

No changes recorded yet.