Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [FCA CF] Manager of certification employee (since 3 Mar 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2024)
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- [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2024)
- [FCA CF] Manager of certification employee (since 28 Feb 2024)
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- SMF4 Chief Risk (since 22 Nov 2023)
- SMF16 Compliance Oversight (since 22 Nov 2023)
- [PRA CF] Significant risk taker or Material risk taker (24 Oct 2023 to 12 Jan 2026)
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- CF10 Compliance Oversight (13 Sep 2018 to 29 Nov 2019)
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- [PRA CF] Significant risk taker or Material risk taker (25 Jun 2018 to 31 Dec 2019)
- [FCA CF] Material risk taker (25 Jun 2018 to 31 Dec 2019)
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- [FCA CF] Material risk taker (18 Aug 2017 to 31 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.