James Patrick Holian

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

    FRN 114724

    • SMF24 Chief Operations (since 11 Nov 2025)
    • [FCA CF] Significant management (1 Jul 2023 to 11 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (22 May 2021 to 11 Nov 2025)
    • [FCA CF] Material risk taker (14 Oct 2016 to 21 May 2021)
    • [FCA CF] Manager of certification employee (14 Oct 2016 to 1 Jun 2023)
  • NatWest Markets Plc

    FRN 121882

    • SMF7 Group Entity Senior Manager (since 11 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (30 Nov 2020 to 1 Jul 2025)
    • [FCA CF] Manager of certification employee (30 Nov 2020 to 1 Jun 2023)
    • CF29 Significant management (18 Jun 2014 to 6 Mar 2016)
    • CF30 Customer (30 Jul 2013 to 6 Mar 2016)
  • Coutts & Company

    FRN 122287

    • SMF24 Chief Operations (since 11 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (22 May 2021 to 11 Nov 2025)
    • [FCA CF] Manager of certification employee (14 Oct 2016 to 1 Jun 2023)
    • [FCA CF] Material risk taker (14 Oct 2016 to 21 May 2021)
    • [FCA CF] Significant management (14 Oct 2016 to 11 Nov 2025)
  • The Royal Bank of Scotland International Limited

    FRN 760675

    • SMF7 Group Entity Senior Manager (since 11 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (30 Nov 2020 to 1 Jul 2025)
    • [FCA CF] Manager of certification employee (30 Nov 2020 to 1 Jun 2023)
  • NatWest Trustee and Depositary Services Limited

    FRN 794152

    • SMF24 Chief Operations (since 11 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (24 Aug 2022 to 1 Jun 2023)
    • [FCA CF] Manager of certification employee (24 Aug 2022 to 1 Jun 2023)
  • COUTTS FINANCE CO.

    FRN 305968

    • [FCA CF] Manager of certification employee (since 21 Oct 2025)
    • [FCA CF] Manager of certification employee (24 Aug 2022 to 1 Jun 2023)
    • [PRA CF] Significant risk taker or Material risk taker (3 Aug 2022 to 1 Jun 2023)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • [FCA CF] Manager of certification employee (24 Aug 2022 to 1 Jun 2023)
  • Lombard North Central PLC (no longer approved here)

    FRN 710598

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2020)
    • CF29 Significant management (19 Jul 2017 to 30 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

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