Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [FCA CF] Manager of certification employee (since 22 Aug 2025)
- [PRA CF] Significant risk taker or Material risk taker (9 Jul 2025 to 3 Sep 2025)
- CF29 Significant management (23 Jul 2013 to 6 Mar 2016)
- CF28 Systems and controls (11 May 2009 to 4 Aug 2011)
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- [FCA CF] Manager of certification employee (since 22 Aug 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 9 Jul 2025)
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- [PRA CF] Significant risk taker or Material risk taker (since 9 Jul 2025)
- [FCA CF] Manager of certification employee (since 1 Jul 2025)
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- [PRA CF] Significant risk taker or Material risk taker (9 Jul 2025 to 10 Jul 2025)
- [FCA CF] Manager of certification employee (2 Apr 2018 to 19 Mar 2019)
- [FCA CF] Material risk taker (2 Apr 2018 to 19 Mar 2019)
- [FCA CF] Significant management (2 Apr 2018 to 19 Mar 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.