NatWest Trustee and Depositary Services Limited

• Principal Place of Business

  NatWest Trustee and Depositary Services Limited

  250 Bishopsgate

  London

  EC2M 4AA

  UNITED KINGDOM

  Phone

  +442077144163

  Web

  https://www.rbsinternational.com/global/natwesttds.html

• Complaints Contact

  House A

  Floor 0

  Gogarburn

  175 Glasgow Road

  Edinburgh

  EH12 1HQ

  UNITED KINGDOM

  Phone

  +4407970954095

  Web

  https://www.rbsinternational.com/global/natwesttds.html

• Retail Fund Guardian

• Specialist Fund Guardian

• Private Fund Guardian

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Holds Your Assets

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bruce Alan Fletcher

  IRN BAF01029

  • SMF7 Group Entity Senior Manager (11 Feb 2020 to 27 Apr 2023)
• Carolina Romero Ramirez

  IRN CXR00504

  • SMF7 Group Entity Senior Manager (since 23 Apr 2024)
• Christopher John Banks

  IRN CJB01499

  • CF10 Compliance Oversight (1 Jun 2018 to 8 Dec 2019)
• Christopher John Harper

  IRN CXH07578

  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Sep 2020 to 22 Apr 2021)
  • SMF16 Compliance Oversight (29 Jan 2020 to 22 Apr 2021)
  • SMF4 Chief Risk (29 Jan 2020 to 22 Apr 2021)
• Christopher McGuire

  IRN CXM01373

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2025)
• Clive Nagle

  IRN CXN00138

  • [PRA CF] Significant risk taker or Material risk taker (11 May 2022 to 29 Feb 2024)
• Dan Hassell

  IRN DPH01041

  • [PRA CF] Significant risk taker or Material risk taker (since 5 Aug 2025)
  • [FCA CF] CASS oversight function (since 5 Aug 2025)
• David Martin

  IRN DXM00236

  • SMF18 Other Overall Responsibility (since 16 Jan 2025)
  • [PRA CF] Significant risk taker or Material risk taker (3 Aug 2022 to 20 Jan 2026)
  • [FCA CF] Manager of certification employee (3 Aug 2022 to 18 Oct 2023)
• David Robert Wheldon

  IRN DRW01169

  • SMF7 Group Entity Senior Manager (19 Feb 2020 to 19 Feb 2020)
• Dominic Spencer Grant Simpson

  IRN DSS01088

  • SMF3 Executive Director (since 30 Dec 2019)
  • SMF2 Chief Finance (since 30 Dec 2019)
  • [FCA CF] Significant management (24 Nov 2022 to 15 Dec 2022)
  • [PRA CF] Significant risk taker or Material risk taker (24 Nov 2022 to 24 Nov 2022)

No changes recorded yet.