Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF4 Chief Risk (5 Aug 2021 to 31 Dec 2025)
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- SMF17 Money Laundering Reporting Officer (MLRO) (16 Sep 2020 to 22 Apr 2021)
- [FCA CF] Manager of certification employee (20 Mar 2019 to 27 Apr 2021)
- SMF16 Compliance Oversight (9 Jan 2019 to 22 Apr 2021)
- SMF4 Chief Risk (9 Jan 2019 to 22 Apr 2021)
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- SMF17 Money Laundering Reporting Officer (MLRO) (16 Sep 2020 to 22 Apr 2021)
- SMF4 Chief Risk (29 Jan 2020 to 22 Apr 2021)
- SMF16 Compliance Oversight (29 Jan 2020 to 22 Apr 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.