Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (since 30 Dec 2019)
- SMF2 Chief Finance (since 30 Dec 2019)
- [PRA CF] Significant risk taker or Material risk taker (24 Nov 2022 to 24 Nov 2022)
- [FCA CF] Significant management (24 Nov 2022 to 15 Dec 2022)
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- [FCA CF] Significant management (24 Nov 2022 to 7 May 2024)
- [PRA CF] Significant risk taker or Material risk taker (10 Jun 2021 to 7 May 2024)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (4 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.