Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 30 Dec 2019)
    • SMF2 Chief Finance (since 30 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (24 Nov 2022 to 24 Nov 2022)
    • [FCA CF] Significant management (24 Nov 2022 to 15 Dec 2022)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [FCA CF] Significant management (24 Nov 2022 to 7 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (10 Jun 2021 to 7 May 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (4 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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