Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (since 1 May 2025)
- [FCA CF] Manager of certification employee (since 24 Aug 2022)
- [PRA CF] Significant risk taker or Material risk taker (3 Aug 2022 to 31 Oct 2023)
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RBS Collective Investment Funds Limited
FRN 122139
- SMF3 Executive Director (since 24 Apr 2025)
- [FCA CF] Manager of certification employee (3 Aug 2022 to 20 Jan 2026)
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- SMF18 Other Overall Responsibility (since 16 Jan 2025)
- [FCA CF] Manager of certification employee (3 Aug 2022 to 20 Jan 2026)
- [PRA CF] Significant risk taker or Material risk taker (30 Nov 2020 to 20 Jan 2026)
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Coutts & Company
FRN 122287
- SMF18 Other Overall Responsibility (since 16 Jan 2025)
- [FCA CF] Manager of certification employee (3 Aug 2022 to 20 Jan 2026)
- [PRA CF] Significant risk taker or Material risk taker (30 Nov 2020 to 20 Jan 2026)
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- SMF18 Other Overall Responsibility (since 16 Jan 2025)
- [PRA CF] Significant risk taker or Material risk taker (3 Aug 2022 to 20 Jan 2026)
- [FCA CF] Manager of certification employee (3 Aug 2022 to 18 Oct 2023)
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- [FCA CF] Manager of certification employee (27 Sep 2023 to 30 Apr 2026)
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- [PRA CF] Significant risk taker or Material risk taker (3 Aug 2022 to 31 Oct 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.