David Robert Wheldon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NatWest Trustee and Depositary Services Limited (no longer approved here)
FRN 794152
- SMF7 Group Entity Senior Manager (19 Feb 2020 to 19 Feb 2020)
NatWest Markets Plc (no longer approved here)
FRN 121882
- SMF7 Group Entity Senior Manager (30 Apr 2018 to 14 Feb 2020)
- SMF18 Other Overall Responsibility (7 Mar 2016 to 30 Apr 2018)
- CF29 Significant management (1 Jul 2015 to 6 Mar 2016)
The Royal Bank of Scotland International Limited (no longer approved here)
FRN 760675
- SMF7 Group Entity Senior Manager (22 Jun 2017 to 14 Feb 2020)
THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)
FRN 114724
- SMF18 Other Overall Responsibility (23 Mar 2016 to 14 Feb 2020)
Coutts & Company (no longer approved here)
FRN 122287
- SMF18 Other Overall Responsibility (23 Mar 2016 to 14 Feb 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.