Nationwide Building Society

Date authorised
1 April 2013
Last scraped
21 hours ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Nationwide House
    Pipers Way
    Swindon
    Wiltshire
    SN38 1NW
    UNITED KINGDOM
    Phone
    +443457302011
    Web
    https://www.nationwide.co.uk

  • Complaints Contact

    Nationwide House
    Pipers Way
    Swindon
    Wiltshire
    SN38 1NW
    UNITED KINGDOM
    Phone
    +443457302011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Investment Advice (no pensions)

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Life Policy, Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commercial, Retail (Investment), Retail (Non-Investment Insurance), Future (excluding a commodity future and a rolling spot forex contract), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Rolling spot forex contract, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Share, Spread Bet, Warrant, Life Policy, Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Eligible Counterparty, Professional, Retail (Investment), Non-investment insurance contracts, Rolling spot forex contract, Share, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Warrant, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Unit, Life Policy, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kerry Bono

    IRN KXB00375

    • (3082)[FCA CF] Functions requiring qualifications (1 Apr 2022 to 27 May 2023)
  • Kerry Curran

    IRN KXO58535

    • (1238)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (1239)[FCA CF] Functions requiring qualifications (since 2 Apr 2026)
  • Kerry Jerabek

    IRN KAJ01036

    • (3672)CF30 Customer (20 Oct 2010 to 17 Jul 2012)
  • Kerry Knott

    IRN KSC01043

    • (1350)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 7 Mar 2020)
    • (1349)CF30 Customer (14 Oct 2011 to 25 Feb 2015)
  • Kerry Lesley McGreevy

    IRN KLM01063

    • (1556)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
    • (1555)CF30 Customer (11 Aug 2015 to 6 Mar 2016)
  • Kerry Louise Rossiter

    IRN KLR00010

    • (2315)[FCA CF] Manager of certification employee (8 Apr 2021 to 31 Jan 2024)
    • (2316)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 28 Mar 2021)
    • (2314)CF30 Customer (21 Nov 2011 to 6 Mar 2016)
  • Kerry McCrohon

    IRN KKJ00001

    • (1519)CF30 Customer (10 Jul 2015 to 6 Mar 2016)
  • Ketan Kanti Pankhania

    IRN KKP00003

    • (1679)CF30 Customer (21 Jun 2011 to 18 Mar 2014)
  • Kevin Alan Titmus

    IRN KAT00009

    • (3750)CF30 Customer (31 May 2011 to 16 Jul 2013)
  • Kevin Allen Huw Parry

    IRN KAP01069

    • (1261)SMF9 Chair of the Governing Body (since 1 Feb 2022)
    • (4058)SMF14 Senior Independent Director (17 Jan 2020 to 1 Feb 2022)
    • (4059)SMF11 Chair of the Audit Committee (19 May 2016 to 22 Jul 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Molyneux Estates (no longer appointed)

    FRN 222580 · Appointed 16 Jun 2006 · Until 31 Dec 2010

  • Chaffers Ltd (no longer appointed)

    FRN 453571 · Appointed 16 Jun 2006 · Until 31 Dec 2010

  • Milne Moser (no longer appointed)

    FRN 425550 · Appointed 16 Jun 2006 · Until 25 May 2007

  • Middleton Financial Services Ltd (no longer appointed)

    FRN 414519 · Appointed 16 Jun 2006 · Until 25 Feb 2010

  • Brian Duncan (no longer appointed)

    FRN 412548 · Appointed 16 Jun 2006 · Until 31 Dec 2010

  • Batemans (no longer appointed)

    FRN 453569 · Appointed 16 Jun 2006 · Until 21 Jun 2010

  • John Fisk and Company (no longer appointed)

    FRN 156052 · Appointed 16 Jun 2006 · Until 31 Dec 2010

  • D S Johnson (no longer appointed)

    FRN 453567 · Appointed 16 Jun 2006 · Until 31 Dec 2010

  • IT Associates Ltd (no longer appointed)

    FRN 453572 · Appointed 16 Jun 2006 · Until 31 Dec 2010

  • David Barton (no longer appointed)

    FRN 453565 · Appointed 16 Jun 2006 · Until 29 Sep 2009

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1247)[FCA CF] Functions requiring qualifications

  2. controlled function added: (1246)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  3. controlled function added: (1245)[FCA CF] Functions requiring qualifications

  4. controlled function added: (1244)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  5. controlled function added: (1243)[FCA CF] Functions requiring qualifications

  6. controlled function added: (1242)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  7. controlled function added: (1241)[FCA CF] Functions requiring qualifications

  8. controlled function added: (1240)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  9. controlled function added: (1239)[FCA CF] Functions requiring qualifications

  10. controlled function added: (1238)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

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