Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Jun 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Jun 2025)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Functions requiring qualifications (16 Dec 2022 to 3 May 2025)
    • [FCA CF] Client dealing (16 Dec 2022 to 3 May 2025)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (6 Jun 2022 to 24 Oct 2022)
    • [FCA CF] Functions requiring qualifications (6 Jun 2022 to 24 Oct 2022)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (13 Jan 2020 to 13 May 2022)
    • [FCA CF] Client dealing (13 Jan 2020 to 13 May 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (14 May 2014 to 24 Jun 2015)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (11 Jul 2012 to 12 Mar 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 25 Nov 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2003)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.