Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Affinity Financial Awareness Limited
FRN 409160
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 17 Jun 2025)
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Wealth At Work Limited
FRN 417367
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 17 Jun 2025)
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- [FCA CF] Functions requiring qualifications (16 Dec 2022 to 3 May 2025)
- [FCA CF] Client dealing (16 Dec 2022 to 3 May 2025)
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- [FCA CF] Client dealing (6 Jun 2022 to 24 Oct 2022)
- [FCA CF] Functions requiring qualifications (6 Jun 2022 to 24 Oct 2022)
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- [FCA CF] Functions requiring qualifications (13 Jan 2020 to 13 May 2022)
- [FCA CF] Client dealing (13 Jan 2020 to 13 May 2022)
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- CF30 Customer (14 May 2014 to 24 Jun 2015)
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- CF30 Customer (11 Jul 2012 to 12 Mar 2014)
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- CF30 Customer (1 Nov 2007 to 25 Nov 2010)
- CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.