Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 29 Oct 2018)
    • (2)Employed By (since 29 Oct 2018)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (20 Oct 2010 to 17 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.