Ketan Kanti Pankhania

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (28 Feb 2023 to 18 Mar 2026)
    • [FCA CF] Manager of certification employee (17 Jan 2023 to 10 Jul 2025)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (21 Jun 2011 to 18 Mar 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 12 Jun 2011)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (2 May 2007 to 29 Jun 2007)
    • CF22 Investment Adviser (Trainee) (27 Oct 2005 to 2 May 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (18 Feb 2004 to 9 Dec 2005)
    • CF22 Investment Adviser (Trainee) (15 Aug 2002 to 18 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.