Kevin Alan Titmus

• Halcyon Financial Planning Ltd

  FRN 805570

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 1 Oct 2018)
  • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Algorithmic trading (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
  • CF10 Compliance Oversight (1 Oct 2018 to 8 Dec 2019)
  • CF1 Director (1 Oct 2018 to 8 Dec 2019)
  • CF30 Customer (1 Oct 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Oct 2018 to 8 Dec 2019)
• FUTURE PLANNING WEALTH MANAGEMENT LIMITED (no longer approved here)

  FRN 705061

  • CF30 Customer (1 Feb 2016 to 16 Dec 2018)
• True Potential Wealth Management LLP (no longer approved here)

  FRN 529810

  • CF30 Customer (3 Sep 2013 to 15 Mar 2016)
• Nationwide Building Society (no longer approved here)

  FRN 106078

  • CF30 Customer (31 May 2011 to 16 Jul 2013)
• Bank of Scotland plc (no longer approved here)

  FRN 169628

  • CF30 Customer (3 Jan 2008 to 30 Apr 2011)

No changes recorded yet.