Nationwide Building Society

FRN: 106078
Date authorised: 1 April 2013
Last scraped: 1 day ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Nationwide House

Pipers Way

Swindon

Wiltshire

SN38 1NW

UNITED KINGDOM

Phone

+443457302011

Web

https://www.nationwide.co.uk
Complaints Contact

Nationwide House

Pipers Way

Swindon

Wiltshire

SN38 1NW

UNITED KINGDOM

Phone

+443457302011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Buy-to-Let Mortgage Admin
Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Buy-to-Let Mortgage Lending
Mortgage Servicing

For Customer, Regulated mortgage contract
Investment Advice (no pensions)

For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Life Policy, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Commercial, Retail (Investment), Retail (Non-Investment Insurance), Future (excluding a commodity future and a rolling spot forex contract), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Rolling spot forex contract, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Share, Spread Bet, Warrant, Life Policy, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Stockbroking

For Retail (Non-Investment Insurance), Commercial, Eligible Counterparty, Professional, Retail (Investment), Non-investment insurance contracts, Rolling spot forex contract, Share, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Debt Negotiation
Show 1 limitation Hide limitations
- · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
Debt Plan Admin
Debt Collection
Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
Mortgage Lending

For Customer, Regulated mortgage contract
Consumer Loans
Loan Servicing
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Warrant, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Unit, Life Policy, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Lee Mark Brooks
IRN LXB01366
- (1118)CF30 Customer (17 Aug 2009 to 12 Nov 2010)
- (1120)CF21 Investment Adviser (21 Sep 2006 to 31 Oct 2007)
- (1119)CF22 Investment Adviser (Trainee) (7 Mar 2005 to 21 Sep 2006)
Lee Mark Thomas Seymour
IRN LMS01070
- (986)CF30 Customer (1 Nov 2007 to 26 Feb 2009)
- (987)CF22 Investment Adviser (Trainee) (2 May 2006 to 31 Oct 2007)
Lee Michael Jones
IRN LMJ01027
- (369)CF30 Customer (2 Jun 2008 to 31 Mar 2009)
Lee Michael Welsh
IRN MLW01062
- (1571)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Mar 2022)
- (1570)[FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jan 2024)
- (1569)CF30 Customer (28 Mar 2011 to 6 Mar 2016)
Lee Owen Brett
IRN LOB00001
- (2156)CF30 Customer (1 Nov 2007 to 21 Aug 2013)
- (2157)CF22 Investment Adviser (Trainee) (26 Jul 2002 to 4 Dec 2002)
- (2158)CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2002)
Lee Raymond Fellows
IRN LRF00010
- (3643)CF30 Customer (26 Jul 2012 to 22 Apr 2014)
Lee Raymond Pragg
IRN LRP00005
- (774)CF30 Customer (1 Nov 2007 to 29 Jan 2013)
- (775)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Lee Richard Tilstone
IRN LRT00003
- (2861)CF30 Customer (3 Nov 2010 to 20 Sep 2013)
Lee Robert McLellan
IRN LRM01029
- (3658)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
- (3657)CF30 Customer (14 Apr 2008 to 6 Mar 2016)
Lee Ronald Hammond
IRN LRH01026
- (422)CF30 Customer (1 Nov 2007 to 30 Nov 2013)
- (423)CF22 Investment Adviser (Trainee) (9 Jan 2006 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Kernow Financial Planning (no longer appointed)
FRN 430275 · Appointed 17 Aug 2007 · Until 31 Dec 2010
Storie Creden & Simpson (no longer appointed)
FRN 470567 · Appointed 18 Jul 2007 · Until 31 Dec 2010
Leicester Mortgages (no longer appointed)
FRN 416182 · Appointed 30 May 2007 · Until 31 Dec 2010
One Stop Mortgage Shop (no longer appointed)
FRN 468313 · Appointed 24 May 2007 · Until 31 Dec 2010
The Mortgage Shop (no longer appointed)
FRN 468303 · Appointed 24 May 2007 · Until 31 Dec 2010
David Burnell & Company Ltd (no longer appointed)
FRN 467774 · Appointed 10 May 2007 · Until 31 Dec 2010
H C Properties Ltd (no longer appointed)
FRN 467775 · Appointed 10 May 2007 · Until 17 Sep 2008
David McCalmont & Co (no longer appointed)
FRN 467620 · Appointed 8 May 2007 · Until 27 Oct 2008
Alexander Keen (no longer appointed)
FRN 465598 · Appointed 21 Mar 2007 · Until 31 Dec 2010
Reynolds Estate Agents Ltd (no longer appointed)
FRN 465596 · Appointed 21 Mar 2007 · Until 17 Sep 2008

Recent activity

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (1257)SMF16 Compliance Oversight
1 day ago
controlled function added: (1256)SMF6 Head of Key Business Areas
1 day ago
controlled function added: (1255)SMF6 Head of Key Business Areas
1 day ago
controlled function added: (1254)SMF2 Chief Finance
1 day ago
controlled function added: (1253)SMF11 Chair of the Audit Committee
1 day ago
controlled function added: (1252)SMF6 Head of Key Business Areas
1 day ago
controlled function added: (1251)Responsible for Insurance Distribution
1 day ago
controlled function added: (1250)Responsibility for MCD Intermediation
1 day ago
controlled function added: (1249)SMF3 Executive Director
1 day ago
controlled function added: (1248)Director of firm who is not a certification employee or a SMF manager

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.