Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Sep 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 24 Sep 2020)
- CF30 Customer (27 Jan 2017 to 8 Dec 2019)
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- CF30 Customer (23 Apr 2016 to 6 Jan 2017)
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- (187)Employed By (23 Apr 2016 to 6 Jan 2017)
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- CF30 Customer (28 Oct 2013 to 31 Aug 2015)
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- CF30 Customer (3 Nov 2010 to 20 Sep 2013)
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- CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.