Lee Mark Brooks

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (17 Aug 2009 to 12 Nov 2010)
    • CF21 Investment Adviser (21 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Mar 2005 to 21 Sep 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (17 Sep 2008 to 23 Jul 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.