Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (1 Apr 2019 to 12 Feb 2020)
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- CF30 Customer (15 Sep 2010 to 24 Feb 2011)
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- CF30 Customer (1 Nov 2007 to 26 Feb 2009)
- CF22 Investment Adviser (Trainee) (2 May 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.