Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
New CourtSt Swithin's LaneLondonEC4N 8ALUNITED KINGDOM- Phone
- +4402072805000
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Complaints Contact
New CourtSt Swithin's LaneLondonEC4N 8ALUNITED KINGDOM- Phone
- +4402072805000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 2 limitations Hide limitations
- · Advice to retail clients is limited to corporate finance business only
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Paul O'Leary
IRN PXO01174
- (2396)SMF3 Executive Director (15 May 2020 to 4 Aug 2023)
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Paul Richard Merrick
IRN PRM01116
- (522)CF21 Investment Adviser (3 Feb 2004 to 30 Jul 2004)
- (523)CF1 Director (8 Sep 2003 to 30 Jul 2004)
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Paul Richards
IRN PJR01192
- (2142)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- (2143)CF23 Corporate Finance Adviser (7 Nov 2006 to 31 Oct 2007)
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Paul Simon Mitchell
IRN PSM01061
- (1023)CF30 Customer (2 Jan 2008 to 25 Jan 2015)
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Paul William Stricker
IRN PWS01055
- (581)CF23 Corporate Finance Adviser (4 Oct 2002 to 10 Jan 2003)
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Pauline Antoinette Francoise Steinmetz
IRN PXS00992
- (263)[FCA CF] Material risk taker (since 1 Jan 2026)
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Paulo Garcia
IRN PXG01299
- (550)CF21 Investment Adviser (21 Jan 2003 to 27 Jan 2004)
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Paúl Moro Imaz
IRN PXM00819
- (269)[FCA CF] Client dealing (since 1 Dec 2025)
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Pedro de Esteban
IRN PXD38459
- (540)[FCA CF] Client dealing (since 28 Oct 2024)
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Pehr Gustaf Gyllenhammar
IRN PGG01033
- (921)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- (922)CF23 Corporate Finance Adviser (28 Nov 2003 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Rothschild & Co Europe Partnership (no longer appointed)
FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021
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Lanebridge Investment Management Limited (no longer appointed)
FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (490)[FCA CF] Client dealing
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controlled function added: (489)[FCA CF] Manager of certification employee
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controlled function added: (488)[FCA CF] Client dealing
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controlled function added: (487)[FCA CF] Client dealing
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controlled function added: (486)[FCA CF] Client dealing
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controlled function added: (485)[FCA CF] Client dealing
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controlled function added: (484)[FCA CF] Client dealing
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controlled function added: (483)[FCA CF] Client dealing
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controlled function added: (482)[FCA CF] Client dealing
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controlled function added: (481)[FCA CF] Client dealing