Paul O'Leary

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sequel Investments Limited (no longer approved here)
FRN 602456
- (5)Employed By (2 Jun 2025 to 10 Oct 2025)
Foster Denovo Limited (no longer approved here)
FRN 462728
- CF1 Director (AR) (29 Apr 2025 to 10 Oct 2025)
- SMF3 Executive Director (25 Feb 2025 to 10 Oct 2025)
Rothschild & Co Equity Markets Solutions Limited (no longer approved here)
FRN 950811
- (102)SMF3 Executive Director (31 Mar 2022 to 4 Aug 2023)
N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)
FRN 124451
- SMF3 Executive Director (15 May 2020 to 4 Aug 2023)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (102)SMF3 Executive Director at Rothschild & Co Equity Markets Solutions Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.