Paul Richards

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Alvarez & Marsal FS Europe Limited
FRN 599250
- [FCA CF] Client dealing (since 18 Dec 2025)
KPMG LLP (no longer approved here)
FRN 210513
- [FCA CF] Client dealing (1 Dec 2021 to 6 Nov 2023)
N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)
FRN 124451
- CF30 Customer (14 Oct 2016 to 29 Mar 2018)
- CF23 Corporate Finance Adviser (7 Nov 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.