Paul William Stricker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

S&W Partners Corporate Finance Limited (no longer approved here)
FRN 216729
- CF30 Customer (15 Jun 2018 to 31 May 2019)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (13 Aug 2010 to 21 Nov 2012)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (13 Aug 2010 to 21 Nov 2012)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (1 Nov 2007 to 21 Feb 2008)
- CF21 Investment Adviser (6 Jul 2004 to 31 Oct 2007)
N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)
FRN 124451
- CF23 Corporate Finance Adviser (4 Oct 2002 to 10 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.