Paul Richard Merrick

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF30 Customer (9 May 2008 to 1 Feb 2012)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF21 Investment Adviser (31 Aug 2004 to 6 Feb 2006)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF21 Investment Adviser (31 Aug 2004 to 6 Feb 2006)
N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)
FRN 124451
- CF21 Investment Adviser (3 Feb 2004 to 30 Jul 2004)
- CF1 Director (8 Sep 2003 to 30 Jul 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.