Mundane Asset Management Limited

Date authorised
1 April 2013
Companies House
03259769
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mundane
    51 St. Martin's Lane
    London
    Westminster
    WC2N 4EA
    UNITED KINGDOM
    Phone
    +442072404302
    Web
    https://www.mundane.co.uk

  • Complaints Contact

    Mundane
    51 St. Martin's Lane
    London
    Westminster
    WC2N 4EA
    UNITED KINGDOM
    Phone
    +442072404302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 2 limitations
    • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrien Pierre Ernest Maurice Gheur

    IRN AXG01380

    • CF21 Investment Adviser (20 Aug 2003 to 30 Jun 2004)
  • Anthony C Garnett

    IRN ACG01058

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 28 Jul 2005)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Craig Neville Kimber

    IRN CNK01004

    • CF30 Customer (15 Dec 2013 to 8 Dec 2019)
  • David W Smith

    IRN DWS01075

    • CF2 Non Executive Director (1 Dec 2001 to 1 Jun 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2005)
  • Fredrik Mattias Karlsson

    IRN FMK01007

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (20 Apr 2004 to 31 Oct 2007)
  • Gregory Mackay

    IRN GXM01378

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 28 Jul 2005)
  • Iain Desmond Catterall

    IRN IXC00185

    • Director of firm who is not a certification employee or a SMF manager (since 1 Aug 2024)
  • Jac Jones

    IRN JXJ00057

    • Director of firm who is not a certification employee or a SMF manager (since 12 Sep 2023)
    • [FCA CF] Client dealing (since 14 Nov 2022)
  • James Henry Seymour Denham

    IRN JHD01031

    • CF2 Non Executive Director (23 Sep 2010 to 8 Dec 2019)
  • Jonathan Scott Loubser

    IRN JSL01105

    • Director of firm who is not a certification employee or a SMF manager (since 12 Sep 2023)
    • [FCA CF] Client dealing (since 14 Nov 2022)
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Recent activity

Updates to this firm's record on the FCA register.

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