Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 12 Sep 2023)
    • [FCA CF] Client dealing (since 14 Nov 2022)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Nov 2022)
    • CF30 Customer (31 Jul 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.