Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (15 Dec 2013 to 8 Dec 2019)
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- CF30 Customer (1 Apr 2010 to 29 Nov 2013)
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- (12)CF21 Investment Adviser (1 Oct 2003 to 29 Jul 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (12)CF21 Investment Adviser at STIFEL EUROPE LIMITED