Baader Helvea Limited

• Principal Place of Business

  5 Royal Exchange Buildings

  London

  EC3V 3NL

  UNITED KINGDOM

  Phone

  +4402070547100

  Web

  https://www.helvea.com

• Complaints Contact

  5 Royal Exchange Buildings

  London

  EC3V 3NL

  UNITED KINGDOM

  Phone

  +4402070547100

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Bickerton

  IRN AMB01302

  • CF30 Customer (3 Nov 2016 to 3 Apr 2018)
• Andrew Howard James Fellows

  IRN AHF01013

  • CF30 Customer (1 Nov 2007 to 31 Aug 2008)
  • CF21 Investment Adviser (2 Sep 2004 to 31 Oct 2007)
• Anna-Lena Astrom

  IRN AXA01194

  • CF30 Customer (1 Nov 2007 to 30 Sep 2010)
  • CF21 Investment Adviser (4 Aug 2005 to 31 Oct 2007)
• Bernard Scussel

  IRN BXS02110

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (2 Mar 2016 to 8 Dec 2019)
• Brett Alexander Bullimore

  IRN BAB01036

  • CF30 Customer (8 Jun 2009 to 31 Aug 2016)
• Craig Neville Kimber

  IRN CNK01004

  • CF30 Customer (1 Apr 2010 to 29 Nov 2013)
• Daryl Francis Jessup

  IRN DFJ01008

  • CF30 Customer (1 Sep 2009 to 13 Feb 2014)
• David Gordon Harper

  IRN DGH01060

  • CF30 Customer (1 Nov 2007 to 21 Dec 2016)
  • CF21 Investment Adviser (20 Oct 2004 to 31 Oct 2007)
• David Michael Berney

  IRN DMB01118

  • CF30 Customer (1 Nov 2007 to 20 Jan 2012)
  • CF21 Investment Adviser (27 May 2005 to 31 Oct 2007)
• Gavin Seton Sharpe

  IRN GSS01028

  • CF1 Director (2 Sep 2004 to 9 Aug 2007)

No changes recorded yet.