Baader Helvea Limited

Date authorised
1 April 2013
Companies House
04935018
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Royal Exchange Buildings
    London
    EC3V 3NL
    UNITED KINGDOM
    Phone
    +4402070547100
    Web
    https://www.helvea.com

  • Complaints Contact

    5 Royal Exchange Buildings
    London
    EC3V 3NL
    UNITED KINGDOM
    Phone
    +4402070547100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gordon Edward Campbell

    IRN GEC01030

    • CF1 Director (11 May 2015 to 3 Oct 2018)
    • CF30 Customer (9 Sep 2013 to 3 Oct 2018)
  • Guy Henry Charles Hill

    IRN GHH01024

    • CF30 Customer (1 Nov 2007 to 3 Oct 2014)
    • CF11 Money Laundering Reporting (3 Jun 2005 to 3 Oct 2014)
    • CF3 Chief Executive (2 Sep 2004 to 3 Oct 2014)
    • CF8 Apportionment and Oversight (2 Sep 2004 to 31 Oct 2007)
    • CF1 Director (2 Sep 2004 to 3 Oct 2014)
    • CF21 Investment Adviser (2 Sep 2004 to 31 Oct 2007)
  • James Charles Bonsor

    IRN JCB01236

    • CF30 Customer (22 Jul 2015 to 25 Aug 2017)
  • Jens-Odd Hunsbedt

    IRN JXH01793

    • CF1 Director (2 Sep 2004 to 5 Mar 2012)
  • Jeremy Raybould

    IRN JXR01217

    • CF30 Customer (1 Nov 2007 to 19 Sep 2012)
    • CF21 Investment Adviser (27 Sep 2006 to 31 Oct 2007)
  • Joe Dobbyn

    IRN JXD00893

    • [FCA CF] Client dealing (since 11 Apr 2024)
  • John Gerald Maynard Dodson

    IRN JGD01050

    • CF30 Customer (1 Nov 2007 to 29 Mar 2011)
    • CF1 Director (2 Sep 2004 to 29 Mar 2011)
    • CF21 Investment Adviser (2 Sep 2004 to 31 Oct 2007)
  • Julian Hollis

    IRN JXH01358

    • CF30 Customer (4 Mar 2011 to 30 Jun 2015)
    • CF21 Investment Adviser (2 Sep 2004 to 17 Sep 2004)
  • Lukas Burkart

    IRN LXB01804

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (26 May 2015 to 8 Dec 2019)
  • Luke Middleton

    IRN LXM02098

    • CF30 Customer (29 Aug 2018 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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