Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baader Helvea Limited (no longer approved here)

    FRN 400056

    • CF30 Customer (1 Nov 2007 to 3 Oct 2014)
    • CF11 Money Laundering Reporting (3 Jun 2005 to 3 Oct 2014)
    • CF1 Director (2 Sep 2004 to 3 Oct 2014)
    • CF21 Investment Adviser (2 Sep 2004 to 31 Oct 2007)
    • CF3 Chief Executive (2 Sep 2004 to 3 Oct 2014)
    • CF8 Apportionment and Oversight (2 Sep 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.