Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lancea LLP (no longer approved here)

    FRN 599288

    • [FCA CF] Client dealing (25 Mar 2021 to 24 Mar 2025)
    • CF30 Customer (20 Nov 2013 to 8 Dec 2019)
  • Baader Helvea Limited (no longer approved here)

    FRN 400056

    • CF30 Customer (1 Nov 2007 to 19 Sep 2012)
    • CF21 Investment Adviser (27 Sep 2006 to 31 Oct 2007)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.