Date authorised
1 April 2013
Companies House
03259769
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mundane
    51 St. Martin's Lane
    London
    Westminster
    WC2N 4EA
    UNITED KINGDOM
    Phone
    +442072404302
  • Complaints Contact

    Mundane
    51 St. Martin's Lane
    London
    Westminster
    WC2N 4EA
    UNITED KINGDOM
    Phone
    +442072404302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 2 limitations
    • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nigel Johnson-Hill

    IRN NMJ01012

    • CF2 Non Executive Director (1 Dec 2001 to 17 Jun 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2005)
  • Rodger John Finlay

    IRN RJF01084

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 9 Jul 2024)
    • CF2 Non Executive Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.