Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 24 Feb 2020)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF29 Significant management (7 Dec 2009 to 8 Dec 2019)
    • CF30 Customer (15 Dec 2008 to 8 Dec 2019)
    • SMF3 Executive Director (since 25 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 9 Feb 2009)
    • CF21 Investment Adviser (16 Apr 2007 to 31 Oct 2007)
    • CF27 Investment Management (16 Apr 2007 to 31 Oct 2007)
  • Mundane Asset Management Limited (no longer approved here)

    FRN 197291

    • CF2 Non Executive Director (23 Sep 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.