Soditic Limited

• Principal Place of Business

  5-10 Bolton Street

  London

  W1J 8BA

  UNITED KINGDOM

  Phone

  +4402078727000

  Web

  https://www.soditic.com

• Complaints Contact

  5-10 Bolton Street

  London

  W1J 8BA

  UNITED KINGDOM

  Phone

  +4402078727000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam James White

  IRN AJW01520

  • CF30 Customer (18 Aug 2014 to 8 Dec 2019)
• Adele Louise Thackray

  IRN ALT01047

  • CF30 Customer (11 Nov 2008 to 9 Feb 2009)
• Anthony Charles Hotson

  IRN ACH01072

  • CF30 Customer (1 Nov 2007 to 23 Nov 2007)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Anthony Michael Graham Swift

  IRN AMS01131

  • CF30 Customer (1 Nov 2007 to 9 Jan 2008)
  • CF23 Corporate Finance Adviser (12 Nov 2003 to 31 Oct 2007)
• Christina Ingrid Stephanie Doimi de Frankopan

  IRN CID01009

  • CF30 Customer (1 Nov 2007 to 12 Dec 2007)
  • CF21 Investment Adviser (18 Oct 2005 to 31 Oct 2007)
• Damien Myles Ryder Maltwood

  IRN DMM01108

  • CF10 Compliance Oversight (1 Dec 2001 to 25 Jun 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 25 Jun 2004)
• Dominic Georges Salisbury Dreyfus

  IRN DGD01023

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 25 Mar 2003)
  • CF1 Director (1 Dec 2001 to 25 Mar 2003)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 25 Mar 2003)
• EUGENIO MORPURGO

  IRN EXM01711

  • CF1 Director (19 Feb 2015 to 27 Nov 2019)
• Edward Dwek

  IRN EXD01279

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (26 Mar 2012 to 8 Dec 2019)
  • CF30 Customer (10 Dec 2010 to 8 Dec 2019)
• Edward James Chandler

  IRN EJC01037

  • CF30 Customer (31 Jul 2015 to 24 Aug 2017)

No changes recorded yet.