Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • [FCA CF] Client dealing (1 Oct 2020 to 10 Jul 2023)
    • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 10 Jul 2023)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 10 Jul 2023)
    • CF30 Customer (5 May 2010 to 8 Dec 2019)
  • Soditic Limited (no longer approved here)

    FRN 178718

    • CF10 Compliance Oversight (1 Dec 2001 to 25 Jun 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 25 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.