Soditic Limited

Date authorised
1 April 2013
Companies House
03089062
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5-10 Bolton Street
    London
    W1J 8BA
    UNITED KINGDOM
    Phone
    +4402078727000
    Web
    https://www.soditic.com

  • Complaints Contact

    5-10 Bolton Street
    London
    W1J 8BA
    UNITED KINGDOM
    Phone
    +4402078727000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emiliano Ragnini

    IRN EXR01109

    • CF30 Customer (10 Jul 2012 to 29 Nov 2019)
    • CF27 Investment Management (1 Oct 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (8 Oct 2002 to 31 Oct 2007)
  • Frank Martin Esslinger

    IRN FME00003

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2003)
  • Glen Patrick Suarez

    IRN GPS01055

    • CF23 Corporate Finance Adviser (17 Oct 2003 to 20 Feb 2007)
  • James Henry Seymour Denham

    IRN JHD01031

    • SMF3 Executive Director (since 25 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 9 Feb 2009)
    • CF21 Investment Adviser (16 Apr 2007 to 31 Oct 2007)
    • CF27 Investment Management (16 Apr 2007 to 31 Oct 2007)
  • Jarrod Castle

    IRN JXC01471

    • CF21 Investment Adviser (24 Apr 2002 to 29 Sep 2004)
  • Jonathan Geoffrey William Agnew

    IRN JGA01023

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
    • CF1 Director (1 Dec 2001 to 31 Dec 2004)
  • Katia Leporati

    IRN KXL01228

    • CF23 Corporate Finance Adviser (1 Nov 2005 to 12 Jun 2006)
  • Lisabel Mary MacDonald

    IRN LMM01044

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Mar 2007)
  • Marc Edouard Dwek

    IRN MED01023

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Mar 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Mark David Katzenellenbogen

    IRN MDK01023

    • CF1 Director (1 Dec 2001 to 31 Aug 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.