Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 24 Oct 2018)
    • [FCA CF] Manager of certification employee (since 24 Oct 2018)
    • [FCA CF] Material risk taker (since 9 Dec 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 9 Dec 2016)
  • Soditic Limited (no longer approved here)

    FRN 178718

    • CF21 Investment Adviser (24 Apr 2002 to 29 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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