Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 24 Oct 2018)
- [FCA CF] Manager of certification employee (since 24 Oct 2018)
- [FCA CF] Material risk taker (since 9 Dec 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 9 Dec 2016)
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- CF21 Investment Adviser (24 Apr 2002 to 29 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.