Soditic Limited

Date authorised
1 April 2013
Companies House
03089062
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5-10 Bolton Street
    London
    W1J 8BA
    UNITED KINGDOM
    Phone
    +4402078727000
    Web
    https://www.soditic.com

  • Complaints Contact

    5-10 Bolton Street
    London
    W1J 8BA
    UNITED KINGDOM
    Phone
    +4402078727000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael John Stanes

    IRN MJS01356

    • CF30 Customer (29 May 2008 to 9 Sep 2009)
  • Miriam Helen Shea

    IRN MHS01031

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (15 Jun 2006 to 31 Oct 2007)
  • Omar Hugh Bayoumi

    IRN OHB01002

    • CF30 Customer (30 Oct 2008 to 8 Dec 2019)
  • Oscar Max Lewisohn

    IRN OML01001

    • SMF3 Executive Director (9 Dec 2019 to 6 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Mar 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 6 Mar 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (25 Mar 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (25 Mar 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF2 Non Executive Director (1 Dec 2001 to 25 Mar 2003)
  • Peeyush Pandya

    IRN PXP01108

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Mar 2004)
  • Peter Michael Stormonth Darling

    IRN PMS01101

    • CF30 Customer (1 Nov 2007 to 16 Sep 2019)
    • CF1 Director (11 Sep 2007 to 16 Sep 2019)
    • CF21 Investment Adviser (15 Feb 2007 to 31 Oct 2007)
  • Pierfrancesco Vairo

    IRN PXV01030

    • CF1 Director (1 Dec 2001 to 30 Sep 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)
    • CF27 Investment Management (1 Dec 2001 to 30 Sep 2002)
  • Piers Von Simson

    IRN PXV01026

    • CF1 Director (1 Dec 2001 to 29 Aug 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2007)
  • Richard Mark Whitley

    IRN RMW01078

    • CF23 Corporate Finance Adviser (12 Apr 2005 to 27 Jan 2006)
  • Roger Norman Balkwill

    IRN RNB01020

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2020)
    • CF10 Compliance Oversight (22 Jun 2004 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.