Michael John Stanes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 197340

    • [FCA CF] Functions requiring qualifications (7 Mar 2021 to 25 Sep 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2021 to 25 Sep 2021)
    • [FCA CF] Client dealing (7 Mar 2021 to 25 Sep 2021)
    • CF30 Customer (3 May 2010 to 8 Dec 2019)
  • Soditic Asset Management LLP (no longer approved here)

    FRN 485451

    • CF4 Partner (15 Dec 2008 to 9 Sep 2009)
    • CF3 Chief Executive (15 Dec 2008 to 9 Sep 2009)
    • CF30 Customer (15 Dec 2008 to 9 Sep 2009)
  • Soditic Limited (no longer approved here)

    FRN 178718

    • CF30 Customer (29 May 2008 to 9 Sep 2009)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF27 Investment Management (17 Apr 2003 to 17 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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