Soditic Asset Management LLP

• Principal Place of Business

  5-10 Bolton Street

  London

  W1J 8BA

  UNITED KINGDOM

  Phone

  +4402078727000

  Web

  https://www.soditicassetmanagement.com

• Complaints Contact

  5-10 Bolton Street

  London

  W1J 8BA

  UNITED KINGDOM

  Phone

  +4402078727000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . C Brooke Investment Partners Ltd

  IRN XXC01114

  • CF4 Partner (15 Dec 2008 to 30 Sep 2010)
• . SAM HOLDINGS (UK) LIMITED

  IRN XXS01107

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (15 Dec 2008 to 8 Dec 2019)
• Adam James White

  IRN AJW01520

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (21 Dec 2017 to 8 Dec 2019)
• Adele Louise Thackray

  IRN ALT01047

  • CF30 Customer (19 Dec 2008 to 23 Oct 2009)
• Anthony David Brzostowski

  IRN ADB01228

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
  • CF30 Customer (6 Sep 2019 to 8 Dec 2019)
• Anthony Leonard Brooke

  IRN ALB01052

  • CF30 Customer (15 Dec 2008 to 30 Sep 2010)
• Carol Consuelo Brooke

  IRN CCB01046

  • CF3 Chief Executive (21 Sep 2009 to 30 Sep 2010)
  • CF4 Partner (15 Dec 2008 to 30 Sep 2010)
  • CF30 Customer (15 Dec 2008 to 30 Sep 2010)
• Dahlia Judith Dana

  IRN DJD01109

  • CF30 Customer (1 Oct 2017 to 8 Dec 2019)
• David Wayne Marsh

  IRN DWM01057

  • CF30 Customer (11 Jan 2010 to 28 Nov 2019)
• Edward Dwek

  IRN EXD01279

  • SMF27 Partner (since 9 Mar 2020)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Jan 2011 to 8 Dec 2019)

No changes recorded yet.