Soditic Asset Management LLP

• Principal Place of Business

  5-10 Bolton Street

  London

  W1J 8BA

  UNITED KINGDOM

  Phone

  +4402078727000

  Web

  https://www.soditicassetmanagement.com

• Complaints Contact

  5-10 Bolton Street

  London

  W1J 8BA

  UNITED KINGDOM

  Phone

  +4402078727000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emiliano Ragnini

  IRN EXR01109

  • CF30 Customer (15 Dec 2008 to 4 May 2011)
• Gariesh Kumar Sharma

  IRN GKS01011

  • CF30 Customer (15 Dec 2008 to 30 Sep 2010)
• James Henry Seymour Denham

  IRN JHD01031

  • SMF27 Partner (since 24 Feb 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF29 Significant management (7 Dec 2009 to 8 Dec 2019)
  • CF30 Customer (15 Dec 2008 to 8 Dec 2019)
• Johann Ropers

  IRN JXR01786

  • CF30 Customer (21 Jul 2009 to 30 Sep 2010)
• Marc Edouard Dwek

  IRN MED01023

  • SMF27 Partner (30 Mar 2020 to 31 Mar 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2023)
  • CF3 Chief Executive (21 Sep 2009 to 15 Oct 2010)
  • CF30 Customer (15 Dec 2008 to 8 Dec 2019)
  • CF4 Partner (15 Dec 2008 to 15 Oct 2010)
• Michael John Stanes

  IRN MJS01356

  • CF4 Partner (15 Dec 2008 to 9 Sep 2009)
  • CF30 Customer (15 Dec 2008 to 9 Sep 2009)
  • CF3 Chief Executive (15 Dec 2008 to 9 Sep 2009)
• Miriam Helen Shea

  IRN MHS01031

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Oscar Max Lewisohn

  IRN OML01001

  • SMF27 Partner (9 Dec 2019 to 31 Mar 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2023)
  • CF4 Partner (14 Oct 2010 to 8 Dec 2019)
  • CF30 Customer (15 Dec 2008 to 8 Dec 2019)
• Peter Michael Stormonth Darling

  IRN PMS01101

  • CF30 Customer (15 Dec 2008 to 16 Sep 2019)
• Roger Norman Balkwill

  IRN RNB01020

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jun 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2020)
  • CF10 Compliance Oversight (15 Dec 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (15 Dec 2008 to 8 Dec 2019)

No changes recorded yet.