Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Soditic Limited (no longer approved here)

    FRN 178718

    • SMF3 Executive Director (9 Dec 2019 to 6 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Mar 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 6 Mar 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (25 Mar 2003 to 31 Oct 2007)
    • CF1 Director (25 Mar 2003 to 8 Dec 2019)
    • CF2 Non Executive Director (1 Dec 2001 to 25 Mar 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Soditic Asset Management LLP (no longer approved here)

    FRN 485451

    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2023)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
    • CF4 Partner (14 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (15 Dec 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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