Carol Consuelo Brooke

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Soditic Asset Management LLP (no longer approved here)
FRN 485451
- CF3 Chief Executive (21 Sep 2009 to 30 Sep 2010)
- CF30 Customer (15 Dec 2008 to 30 Sep 2010)
- CF4 Partner (15 Dec 2008 to 30 Sep 2010)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF27 Investment Management (1 Dec 2001 to 21 Dec 2001)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.