Soditic Limited

Date authorised
1 April 2013
Companies House
03089062
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5-10 Bolton Street
    London
    W1J 8BA
    UNITED KINGDOM
    Phone
    +4402078727000
    Web
    https://www.soditic.com

  • Complaints Contact

    5-10 Bolton Street
    London
    W1J 8BA
    UNITED KINGDOM
    Phone
    +4402078727000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roshni Bolton

    IRN RXR01588

    • CF30 Customer (18 May 2016 to 16 Feb 2018)
  • Sabina Sardi

    IRN SXS01996

    • CF30 Customer (1 Nov 2007 to 9 Feb 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Sarah Townsley

    IRN SXT32469

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Apr 2023)
    • SMF16 Compliance Oversight (since 30 Jun 2020)
  • Thomas Craufurd Colville

    IRN TCC01015

    • CF30 Customer (1 Nov 2007 to 31 Mar 2013)
    • CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
  • Wolfram Kurt Hans Raymer

    IRN WKR01003

    • CF30 Customer (1 Nov 2007 to 9 Feb 2009)
    • CF21 Investment Adviser (1 Oct 2005 to 31 Oct 2007)
    • CF26 Customer Trading (1 Oct 2005 to 31 Oct 2007)
    • CF27 Investment Management (1 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.