Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • CF30 Customer (1 Aug 2017 to 31 Aug 2019)
    • CF1 Director (1 Aug 2017 to 12 Aug 2019)
    • CF3 Chief Executive (1 Aug 2017 to 12 Aug 2019)
    • CF2 Non Executive Director (1 Jun 2012 to 1 Aug 2017)
  • Soditic Limited (no longer approved here)

    FRN 178718

    • CF30 Customer (1 Nov 2007 to 23 Nov 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF2 Non Executive Director (5 Nov 2004 to 18 May 2005)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF2 Non Executive Director (5 Nov 2004 to 3 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.