MUFG Securities EMEA plc

• Principal Place of Business

  Ropemaker Place

  25 Ropemaker Street

  London

  EC2Y 9AJ

  UNITED KINGDOM

  Phone

  +4402075771000

  Web

  https://www.mufgemea.com

• Complaints Contact

  Ropemaker Place

  25 Ropemaker Street

  London

  EC2Y 9AJ

  UNITED KINGDOM

  Phone

  +4402075774227

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Albert Chan

  IRN AYC01004

  • [FCA CF] Significant management (since 21 Jun 2023)
  • [FCA CF] Manager of certification employee (since 7 Mar 2016)
  • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Material risk taker (since 7 Mar 2016)
  • CF30 Customer (6 Apr 2010 to 6 Mar 2016)
• Aleksandr Dotkin

  IRN AXD71594

  • [PRA CF] Significant risk taker or Material risk taker (15 Oct 2024 to 5 Dec 2024)
  • [FCA CF] Material risk taker (15 Oct 2024 to 5 Dec 2024)
  • [FCA CF] Client dealing (3 Oct 2023 to 5 Dec 2024)
• Aleksejs Krecetovs

  IRN AXK01334

  • [FCA CF] Client dealing (since 4 Feb 2026)
• Alexander Eysselein

  IRN AXE00193

  • [FCA CF] Client dealing (20 Dec 2022 to 10 Sep 2023)
• Alexandra Braginskaya

  IRN AXB01298

  • [FCA CF] Client dealing (14 Mar 2023 to 5 Nov 2025)
• Alexandre Aubry

  IRN AXA02355

  • [FCA CF] Client dealing (1 Dec 2017 to 12 Oct 2021)
• Alexandre Bruno Maurice Constantin Pierre

  IRN ABP01033

  • SMF18 Other Overall Responsibility (since 11 Dec 2025)
  • SMF6 Head of Key Business Areas (15 Aug 2018 to 11 Dec 2025)
  • CF29 Significant management (22 Apr 2015 to 6 Mar 2016)
  • CF30 Customer (16 Dec 2014 to 6 Mar 2016)
• Alexandre Choutov

  IRN AXC01928

  • CF26 Customer Trading (13 Jun 2006 to 22 Jun 2007)
• Ali-Celiker Ali

  IRN AXA01197

  • CF30 Customer (1 Nov 2007 to 22 Feb 2008)
  • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)
• Alice Gastaldi

  IRN AXG01763

  • [FCA CF] Manager of certification employee (since 28 May 2023)
  • [FCA CF] Material risk taker (since 1 May 2018)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 May 2018)
  • [FCA CF] Client dealing (since 1 May 2018)

No changes recorded yet.