Alice Gastaldi

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc

    FRN 124512

    • [FCA CF] Manager of certification employee (since 28 May 2023)
    • [FCA CF] Client dealing (since 1 May 2018)
    • [FCA CF] Material risk taker (since 1 May 2018)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 May 2018)
  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Manager of certification employee (since 28 May 2023)
    • [FCA CF] Material risk taker (since 16 Feb 2018)
    • [FCA CF] Client dealing (since 16 Feb 2018)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Feb 2018)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 13 May 2008)
    • CF21 Investment Adviser (16 Jul 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (28 Nov 2006 to 4 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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