Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 26 Mar 2025)
    • SMF1 Chief Executive (since 26 Mar 2025)
    • SMF16 Compliance Oversight (since 18 Aug 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (since 28 Mar 2017)
    • CF30 Customer (since 24 Feb 2016)
    • CF11 Money Laundering Reporting (26 Oct 2016 to 1 Apr 2018)
    • CF3 Chief Executive (24 Feb 2016 to 8 Dec 2019)
    • CF1 Director (24 Feb 2016 to 8 Dec 2019)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF30 Customer (1 Nov 2007 to 22 Feb 2008)
    • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.