Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MUFG Securities EMEA plc
FRN 124512
- SMF18 Other Overall Responsibility (since 11 Dec 2025)
- SMF6 Head of Key Business Areas (15 Aug 2018 to 11 Dec 2025)
- CF29 Significant management (22 Apr 2015 to 6 Mar 2016)
- CF30 Customer (16 Dec 2014 to 6 Mar 2016)
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- CF21 Investment Adviser (9 Jun 2004 to 19 Apr 2006)
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- CF21 Investment Adviser (9 Jun 2004 to 19 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.